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Self-regulatory organization
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661	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 1, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Sto Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-02 16:24:58 Investment Financial regulation United States Securities and Exchange Commission Economy of the United States Short selling Securities Exchange Act Exchange-traded fund New York Stock Exchange Self-regulatory organization Financial economics Financial markets Finance
662	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing Standards for Investment Company Units and Dissemination of Intraday Optimized Portfolio Value; Rel. No[removed], File Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-22 16:41:25 Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Self-regulatory organization Pacific Exchange Government Economy of the United States Financial regulation United States securities law 73rd United States Congress United States Securities and Exchange Commission
663	Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program; Rel. No[removed], File No. SR-PCX[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-09 15:18:14 PCX Securities Exchange Act U.S. Securities and Exchange Commission Security Self-regulatory organization Pacific Exchange Financial economics Financial system Economy of the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
664	Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee; Rel. No[removed], File No. SR-NSX[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-17 15:37:17 United States Securities and Exchange Commission Securities regulation in the United States Self-regulatory organization U.S. Securities and Exchange Commission Regulation Law Public administration Government United States securities law 73rd United States Congress Securities Exchange Act
665	Notice of Filing and Immediate Effectiveness of Amendment Nos. 15 and 16 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of ...; Rel. No[removed], File No. S7-24- Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-24 15:56:35 Financial economics 73rd United States Congress United States Securities and Exchange Commission Investment Securities Exchange Act NASDAQ Financial Industry Regulatory Authority Chicago Stock Exchange Security Self-regulatory organizations United States securities law Economy of the United States
666	Federal Register / Vol. 68, No[removed]Thursday, April 17, [removed]Notices more economical for market participants to use ACT for reporting their trading activity. B. Self-Regulatory Organization’s Statement on Burden on Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-15 10:28:37 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Investment Advisers Act Government United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
667	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend FINRA Rule[removed]Customer Account Information) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-06 12:10:08 Financial system Financial Industry Regulatory Authority Securities Exchange Act Registered representative U.S. Securities and Exchange Commission Self-regulatory organization Financial adviser Registered Investment Advisor Selling away United States securities law Financial economics Business
668	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-29 16:25:50 Arbitration Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Financial regulation Government Financial Industry Regulatory Authority Arbitration in the United States United States securities law Law Arbitral tribunal
669	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-06-03 09:43:21 Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Self-regulatory organization Selling away Mary Schapiro United States securities law Financial economics Financial system
670	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]September 7, 2011 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule G-36, on Fiduc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-07 16:39:14 Financial economics 73rd United States Congress United States Securities and Exchange Commission United States securities law Municipal Securities Rulemaking Board Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Fiduciary Self-regulatory organization Law Financial regulation Finance

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